Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert John Grabowski | 1639890 | 6 | 07/08/2009 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Ryan Michael Jindra | 4085610 | 5 | 06/30/2009 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Marcia Beth Cohn | 1049032 | 1 | 06/22/2009 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Maurice Jay Cohn | 1313085 | 2 | 06/22/2009 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Gary Scott Becker | 1894732 | 2 | 06/22/2009 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Greg Scott Schaefer | 1939626 | 4 | 06/22/2009 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Marvin Sanders Rosen | 1599313 | 2 | 06/16/2009 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
| Raymond Roy Rapaglia | 1230153 | 5 | 06/11/2009 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Barry Michael Kornfeld | 1490377 | 8 | 05/28/2009 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Travis Anthony Branch | 1379908 | 2 | 05/28/2009 | Civil | Final | $0.00 | $0.00 | See FINRA Report |