Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David George Bartholomew | 3097268 | 2 | 09/02/2009 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Lester Jantzi | 2790352 | 4 | 09/01/2009 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
| Doyle Scott Elliott | 1727061 | 3 | 09/01/2009 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Michael John Xirinachs | 1747629 | 1 | 09/01/2009 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Robert L Weidenbaum | 2022615 | 2 | 09/01/2009 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Dirk Joseph Harris | 4528418 | 4 | 08/26/2009 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
| Michael Bruce Ralby | 1301072 | 12 | 08/26/2009 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
| Jason Johnson Fair | 2803746 | 2 | 08/26/2009 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Lester Irby | 2761380 | 4 | 08/25/2009 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Henry Janoka | 1520474 | 1 | 08/21/2009 | Civil | Final | $0.00 | $0.00 | See FINRA Report |