Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stanley Clifton Brooks | 31684 | 20 | 12/08/2009 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Albert Fase Kaleta | 2226353 | 2 | 11/13/2009 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| William Choongwon Tak | 1852244 | 2 | 11/12/2009 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Carney Tate | 2841447 | 2 | 11/05/2009 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
| Craig Childs Drimal | 1011700 | 3 | 11/05/2009 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Earl Lecroy | 1775467 | 4 | 11/04/2009 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Richmond Harrison Hamilton | 1015035 | 2 | 10/28/2009 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Ray Kokesh | 1475844 | 1 | 10/27/2009 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Kody Vern Damron | 4830397 | 1 | 10/21/2009 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Allen Kurland | 1201105 | 3 | 10/16/2009 | Civil | Final | $0.00 | $0.00 | See FINRA Report |