Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Hatfield Nickles | 853330 | 2 | 04/07/2010 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin Howard Blood | 2269161 | 2 | 04/01/2010 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Stephan Gottfried von Hase | 4616262 | 2 | 04/01/2010 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Dane Freeman | 2977546 | 3 | 03/18/2010 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Gary Richard Headding | 3034574 | 3 | 03/01/2010 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Timothy Laurence Vernier | 2079065 | 1 | 02/25/2010 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Duncan Moody | 2808803 | 2 | 01/11/2010 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Steve William Salutric | 4380063 | 4 | 01/08/2010 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Willard Fish | 1010653 | 2 | 12/31/2009 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Kurt Branham Barton | 2436903 | 4 | 12/22/2009 | Civil | Final | $0.00 | $0.00 | See FINRA Report |