Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lloyd Craig Blankfein | 1452781 | 7 | 06/21/2010 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
| Thomas Charles Priore | 2265868 | 2 | 06/21/2010 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Lloyd Craig Blankfein | 1452781 | 7 | 06/18/2010 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
| Matthew Ray Jennings | 2362486 | 3 | 06/16/2010 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Martin Thomas Wegener | 2247662 | 2 | 06/14/2010 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Jonathan Adam Barrack | 1393944 | 5 | 06/10/2010 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
| Aaron Donald Vallett | 4421122 | 5 | 06/02/2010 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Jeff Glenn Davis | 6071619 | 1 | 06/01/2010 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
| Derek Lopez | 2320151 | 2 | 05/27/2010 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Everette Leonard Richardson | 1020756 | 1 | 05/27/2010 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |