Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael William Bozora | 28009 | 3 | 09/21/2010 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Sandra Marie Venetis | 1148777 | 2 | 09/02/2010 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Larry Ray Crowder | 1540742 | 3 | 08/04/2010 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Gregory Todd Froning | 1895917 | 2 | 08/02/2010 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Louis John Schaufele | 870534 | 2 | 07/29/2010 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| John Louis Sullivan | 1889198 | 1 | 07/22/2010 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
| Songkram Roy Sahachaisere | 2849606 | 1 | 07/09/2010 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffery Scott Preston | 2167254 | 2 | 06/28/2010 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Emanuel Louis Sarris | 1363059 | 13 | 06/25/2010 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
| Kenneth Wayne McLeod | 1458693 | 1 | 06/24/2010 | Civil | Final | $0.00 | $0.00 | See FINRA Report |