Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Shawn Armas Icely | 4138764 | 3 | 10/21/2010 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Bruce Francis Prevost | 1330823 | 3 | 10/14/2010 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Algird Mecys Norkus | 2672384 | 4 | 10/14/2010 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| David William Harrold | 1486413 | 4 | 10/14/2010 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| John Richard Jantzen | 2124136 | 2 | 10/05/2010 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Benjamin Lee Grant | 2671941 | 3 | 09/29/2010 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Maynard Alinikoff | 1022014 | 4 | 09/29/2010 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Dean Carter | 2255043 | 8 | 09/24/2010 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Fred Richard Wahler | 1980095 | 3 | 09/22/2010 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Timothy Roberts Redpath | 728164 | 3 | 09/21/2010 | Civil | Final | $0.00 | $0.00 | See FINRA Report |