Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Kevin Harrison | 4353102 | 3 | 12/15/2010 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Eddie Wayne Sawyers | 4355338 | 3 | 12/15/2010 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Ike Petros Iossif | 4993972 | 2 | 12/13/2010 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Vincent Patrick McCrudden | 1762690 | 3 | 12/01/2010 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| William R Michael | 5477217 | 2 | 11/30/2010 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Lawrence Rattner | 1438959 | 2 | 11/18/2010 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Ranjit Mangha Kripalani | 1474932 | 7 | 11/17/2010 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
| Stephanie Ann Hrycyk | 1882780 | 2 | 11/09/2010 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Alero Odell MacK | 2011500 | 2 | 11/04/2010 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Adam Gary Erickson | 3081286 | 4 | 10/28/2010 | Civil | Final | $0.00 | $0.00 | See FINRA Report |