Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Winifred Jiau | 5488430 | 2 | 02/03/2011 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Gregg Ms Berger | 2191694 | 6 | 02/01/2011 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Lee Holloway | 1012871 | 1 | 01/24/2011 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Aaron Kane Barnhardt | 2139957 | 2 | 01/20/2011 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Jonathan Dean Davey | 4352127 | 4 | 01/13/2011 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Francis McCullough | 4748309 | 2 | 01/13/2011 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Randall Wayne Merk | 1914580 | 4 | 01/11/2011 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Glenn Michael Barikmo | 1464097 | 2 | 12/21/2010 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Thomas Paganes | 2173707 | 4 | 12/21/2010 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Alfred Clay Ludlum | 2204233 | 2 | 12/20/2010 | Civil | Final | $0.00 | $0.00 | See FINRA Report |