Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Drew Clayton Peterson | 4923033 | 3 | 08/05/2011 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Brian Anthony Bjork | 2576087 | 5 | 08/01/2011 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Daniel Ferrone | 1176380 | 2 | 08/01/2011 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Douglas Elsworth Wilson | 2378921 | 2 | 07/27/2011 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Ranjit Mangha Kripalani | 1474932 | 7 | 07/18/2011 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
| Otto Sam Folin | 603256 | 2 | 07/12/2011 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Brian Charles Solomon | 4234569 | 4 | 07/06/2011 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Donald Wayne Klein | 3034904 | 2 | 06/30/2011 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Marvin Sanders Rosen | 1599313 | 2 | 06/30/2011 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
| Jill Syracuse | 4544251 | 1 | 06/24/2011 | Civil | Final | $0.00 | $0.00 | See FINRA Report |