Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven Lloyd Kantor | 1304537 | 1 | 09/02/2011 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Robert John McGinnis | 1477251 | 5 | 09/02/2011 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Scott Stern | 1704642 | 3 | 09/02/2011 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Nathan Charles Gorin | 1968383 | 1 | 09/02/2011 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Martin Zingalli | 2107382 | 2 | 09/02/2011 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Nicholas Larocca | 2169992 | 1 | 09/02/2011 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Benjamin Lee Grant | 2671941 | 3 | 09/01/2011 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Anthony Joseph Scolaro | 1185944 | 3 | 08/31/2011 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Damian Omar Valdez | 4888442 | 2 | 08/10/2011 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| David William Noack | 1912535 | 3 | 08/10/2011 | Civil | Final | $0.00 | $0.00 | See FINRA Report |