Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Suzanne Pauline Youles | 1190950 | 1 | 02/24/2012 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Brenda Ann Eschbach | 4126102 | 3 | 02/14/2012 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Andrew Richard Blair | 22795 | 1 | 02/14/2012 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
| Kip Haruki Tani | 2429591 | 2 | 01/30/2012 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| John Richard Erb | 1215231 | 1 | 01/23/2012 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Alan Mayer | 1669852 | 3 | 01/20/2012 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
| Jon Patrik Horvath | 4460082 | 2 | 01/18/2012 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Crosby Nevdahl | 1298931 | 2 | 12/20/2011 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Anthony Padilla | 2203872 | 5 | 12/16/2011 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Martin Folan | 1598750 | 2 | 12/15/2011 | Civil | Final | $0.00 | $0.00 | See FINRA Report |