Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ranjit Mangha Kripalani | 1474932 | 7 | 04/20/2012 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
| Robert Allen Christy | 1069083 | 2 | 04/19/2012 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Brad Lee Demuzio | 4404540 | 1 | 04/11/2012 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Merle Gene Walter | 851987 | 5 | 04/10/2012 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| James Russell McCann | 1277825 | 1 | 04/06/2012 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Melanie Sherry Sweet | 2620987 | 3 | 03/26/2012 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
| Tony Lee Adkison | 5860007 | 2 | 03/26/2012 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Timothy John Mc Gee | 1741920 | 3 | 03/13/2012 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Walter Zirinsky | 2660337 | 2 | 03/13/2012 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Martin Harold Bedick | 707834 | 2 | 03/12/2012 | Civil | Final | $0.00 | $0.00 | See FINRA Report |