Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Avery Beau Wolinsky | 5180042 | 2 | 05/31/2012 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Roberto Aleph Espinosa | 4442031 | 2 | 05/29/2012 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Lewis McCarthy Downs | 1184428 | 3 | 05/25/2012 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| John Arnold Geringer | 4347592 | 3 | 05/24/2012 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Francis Spangler | 2008350 | 3 | 05/17/2012 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Gregory James | 2661466 | 1 | 05/02/2012 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Russell Keith Cannon | 2767078 | 2 | 05/01/2012 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Arnett Lanse Waters | 1198848 | 6 | 05/01/2012 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| John Henry Staiano | 1074734 | 1 | 04/25/2012 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Philip McNamara | 1664724 | 3 | 04/25/2012 | Civil | Final | $0.00 | $0.00 | See FINRA Report |