Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Lyman Kelly | 1121087 | 4 | 08/28/2012 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Gary Robert Marks | 3203537 | 2 | 08/27/2012 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Victoria Jo Brialmont | 2138654 | 8 | 08/22/2012 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Joseph Spak | 2163402 | 1 | 08/22/2012 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Michael James Turnock | 1829883 | 3 | 08/14/2012 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Kenneth Lazar | 4419542 | 2 | 08/10/2012 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Jonathan Fraiman | 5279707 | 5 | 08/10/2012 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Anthony Bodanza | 2175220 | 1 | 07/27/2012 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Emanuel Louis Sarris | 1363059 | 13 | 07/27/2012 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| George Robert McKown | 4133109 | 7 | 07/18/2012 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |