Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Conrad Russell Beeler | 5975466 | 2 | 03/05/2013 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Anthony Anderson | 4119763 | 4 | 03/05/2013 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Salvatore Joseph Durso | 1026014 | 4 | 03/05/2013 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Nicholas David McCleary | 6055201 | 1 | 03/05/2013 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| David Aaron Norris | 5763635 | 1 | 03/05/2013 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Albert William Woodworth | 1311390 | 1 | 03/05/2013 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Ronald Miranda Lim | 5980411 | 1 | 03/05/2013 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Kristopher Kerry Vezino | 6014137 | 1 | 03/05/2013 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
| Jonathan Phillip Nowak | 6108807 | 1 | 03/05/2013 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
| Kirk Anthony Sempsrott | 5455535 | 3 | 03/05/2013 | Civil | Final | $0.00 | $0.00 | See FINRA Report |