Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Darrell Dean McAllister | 3064470 | 1 | 03/28/2013 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| John Victor Johnson | 1879449 | 3 | 03/26/2013 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Gregg Darrell Caplitz | 1267058 | 3 | 03/19/2013 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Agnes Carolyn Medina | 4270422 | 2 | 03/14/2013 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| David Michael Davis | 6115702 | 1 | 03/05/2013 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Kyle Robert Mahaffy | 6123668 | 1 | 03/05/2013 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
| Nicholas Brandon Pope | 4468381 | 1 | 03/05/2013 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Reuben David Levinsohn | 5025764 | 3 | 03/05/2013 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Tyler Giese | 6136031 | 1 | 03/05/2013 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Diaz | 4455758 | 2 | 03/05/2013 | Civil | Final | $0.00 | $0.00 | See FINRA Report |