Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Ryan Shechtman | 2838919 | 2 | 09/20/2013 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Tibor Klein | 2682862 | 4 | 09/20/2013 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Allan Lewis Schwartz | 1783895 | 1 | 09/18/2013 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Bryan Alexander Perry | 1232078 | 8 | 09/13/2013 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Paul James Marshall | 1889692 | 7 | 09/11/2013 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Brian Glenn Elrod | 1345774 | 3 | 09/09/2013 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Pamela Marie Hass | 1656803 | 2 | 09/09/2013 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Larry Joe Dearman | 4502863 | 2 | 08/27/2013 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| John Kenneth Marcum | 1792019 | 1 | 08/26/2013 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Frank Molinari | 1845773 | 3 | 08/14/2013 | Civil | Final | $0.00 | $0.00 | See FINRA Report |