Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ronald Ned Dennis | 2382961 | 2 | 03/13/2014 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin Paul Obrien | 1782288 | 5 | 02/21/2014 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Frank Perkins Hixon | 1416942 | 3 | 02/20/2014 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Bruce Laurence Marra | 2319768 | 10 | 01/31/2014 | Civil | On Appeal | $0.00 | $0.00 | See FINRA Report |
| Garry Nelson Savage | 1195330 | 9 | 01/13/2014 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Vincent Morello | 2123759 | 3 | 01/13/2014 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Marshall Dean Gunn | 1210021 | 4 | 12/12/2013 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Leon Parvizian | 1861143 | 5 | 12/12/2013 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Seth Andrew Leyton | 2138891 | 3 | 12/12/2013 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Brian Keith Lureen | 1613204 | 1 | 12/09/2013 | Civil | Final | $0.00 | $0.00 | See FINRA Report |