Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Lee Gainer | 4370704 | 4 | 05/29/2014 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Neal Vinod Goyal | 5610684 | 3 | 05/28/2014 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Roger Dean Lockhart | 1581173 | 1 | 05/05/2014 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Agriogianis | 2190835 | 1 | 05/05/2014 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Barry R Bekkedam | 2345944 | 2 | 04/30/2014 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Douglas Eugene Cowgill | 4347678 | 2 | 04/29/2014 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Joseph Powhida | 4218977 | 2 | 04/22/2014 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Benito Chinea | 1616572 | 1 | 04/14/2014 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Dale Sample | 2492668 | 2 | 04/04/2014 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Vladimir Eydelman | 2697580 | 4 | 03/19/2014 | Civil | Final | $0.00 | $0.00 | See FINRA Report |