Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Thomas Thornes | 2097878 | 4 | 08/04/2014 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Donna Jessee Tucker | 4696985 | 4 | 07/31/2014 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Juan Escobio | 703813 | 11 | 07/23/2014 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Martin Barry Strudwick | 2201523 | 9 | 07/18/2014 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
| Matthew A Bell | 3091864 | 2 | 07/17/2014 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Daryl Michael Payton | 4461022 | 1 | 06/25/2014 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Benjamin Durant | 4438087 | 2 | 06/25/2014 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| John Melvin Grooms | 1436211 | 4 | 06/18/2014 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
| Scott Thomas Valente | 1177354 | 4 | 06/03/2014 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Jerry Allen Cicolani | 2170580 | 5 | 05/29/2014 | Civil | Final | $0.00 | $0.00 | See FINRA Report |