Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jacob Keith Cooper | 4350278 | 3 | 02/04/2015 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Loren Waldo Holzhueter | 1727483 | 1 | 01/21/2015 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Sherwin Presly Brown | 1842423 | 5 | 12/23/2014 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Howard Brian Present | 5507617 | 4 | 12/22/2014 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Dean Bayliss | 3274327 | 6 | 12/19/2014 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
| Carrie Lynne McAninch | 4712463 | 9 | 12/19/2014 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
| Bill Clay Crafton | 4018081 | 2 | 12/11/2014 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| John Michael Leonard | 2254243 | 4 | 11/20/2014 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Dominick Gillons | 2284713 | 5 | 11/19/2014 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Albert Joseph Scipione | 1456075 | 3 | 11/18/2014 | Civil | Final | $0.00 | $0.00 | See FINRA Report |