Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Tobin Joseph Senefeld | 2120820 | 28 | 04/24/2015 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| David James Brown | 3161920 | 1 | 04/22/2015 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
| Matthew Jeffrey Marcus | 2390694 | 1 | 04/17/2015 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Patrick McKelvey | 2813653 | 2 | 04/16/2015 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Jeffrey Oppenheim | 3021013 | 6 | 04/16/2015 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Dean Anthony Esposito | 2303699 | 6 | 04/07/2015 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Daryl Gene Bank | 2744671 | 3 | 04/06/2015 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Michael John Ling | 1923774 | 3 | 03/27/2015 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Rosario Testa | 4837398 | 1 | 03/09/2015 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Gregory W Gray | 2905821 | 4 | 02/27/2015 | Civil | Final | $0.00 | $0.00 | See FINRA Report |