Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Hans P Black | 4345879 | 5 | 06/17/2015 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Joel Wilshinsky | 859686 | 4 | 06/15/2015 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Chad Everett Wiegand | 2110197 | 5 | 06/09/2015 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Akis Costas Eracleous | 2432965 | 4 | 06/09/2015 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Phil Donnahue Williamson | 2681713 | 3 | 06/01/2015 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Carol Edward Leese | 1951606 | 2 | 05/22/2015 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
| Jean Louis Marie Tardyvallernaud | 2595580 | 1 | 05/13/2015 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Joel Barth Shapiro | 1540722 | 1 | 05/08/2015 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
| Patrick Evans Churchville | 2245842 | 4 | 05/07/2015 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew David Haab | 4581391 | 3 | 04/24/2015 | Civil | Final | $0.00 | $0.00 | See FINRA Report |