Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gavin Lucas Hamels | 4701012 | 10 | 09/24/2015 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Eldrick Earl Woodley | 4893414 | 2 | 09/22/2015 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Ricky Mata | 1791367 | 7 | 09/09/2015 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Chris Young Yoo | 3136504 | 3 | 09/04/2015 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| David Francis Kayatta | 3225788 | 3 | 09/03/2015 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Ricky Mata | 1791367 | 7 | 09/02/2015 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| James Robert Glover | 1296755 | 4 | 08/13/2015 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Vitaly Viktorovich Korchevsky | 4118574 | 2 | 08/10/2015 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| James Peter Griffin | 229916 | 3 | 07/30/2015 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Dwight Shane Baldwin | 4790167 | 5 | 06/25/2015 | Civil | Final | $0.00 | $0.00 | See FINRA Report |