Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Anthony Joseph Cantone | 1066139 | 11 | 11/20/2015 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Roy Arie Dekel | 6245879 | 2 | 10/28/2015 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin Charles Brown | 1475950 | 5 | 10/27/2015 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| George Philip Brown | 1076072 | 5 | 10/27/2015 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Lonny Scott Bernath | 4703516 | 2 | 10/13/2015 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Lee Dana Weiss | 2270372 | 9 | 09/29/2015 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Jose Gabriel Ramirez | 1519748 | 8 | 09/29/2015 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Todd Owen Marshall | 2153798 | 4 | 09/29/2015 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Robert L Spallina | 4920462 | 1 | 09/28/2015 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Joseph Palermo | 2005237 | 2 | 09/28/2015 | Civil | Final | $0.00 | $0.00 | See FINRA Report |