Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Rick Lynn Clatfelter | 5608862 | 2 | 01/19/2016 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Elvis Miller | 2279141 | 1 | 01/12/2016 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
| Brent Gerald Mick | 4163078 | 1 | 01/12/2016 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
| Donald Shelby Toomer | 2842723 | 8 | 12/21/2015 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph James Rice | 1672705 | 1 | 12/21/2015 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
| Larry Steven Werbel | 828351 | 17 | 12/18/2015 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Walter Richard Reissman | 1689259 | 1 | 12/18/2015 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Anthony Guerriero | 3116678 | 5 | 12/10/2015 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Jehu Thomas Degerold Hand | 2251304 | 3 | 12/10/2015 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Eric James Nickerson | 6579512 | 2 | 12/08/2015 | Civil | Final | $0.00 | $0.00 | See FINRA Report |