Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Paul Hobson | 2448412 | 5 | 06/03/2016 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Benny Restifo | 1708245 | 1 | 06/01/2016 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
| Ronald Jefferson Fernandes | 1394014 | 2 | 05/31/2016 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Ash Narayan | 2630251 | 8 | 05/24/2016 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| David Benjamin Kaplan | 5001205 | 3 | 05/19/2016 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Francisco Jose Martin | 3269853 | 1 | 05/11/2016 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Michelle Ann Morton | 1123062 | 2 | 05/11/2016 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Louis Martin Blazer | 2240733 | 2 | 05/06/2016 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| John Dee Ellis | 3156295 | 2 | 04/01/2016 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Donald Henderson Ellison | 1925688 | 2 | 04/01/2016 | Civil | Final | $0.00 | $0.00 | See FINRA Report |