Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nicholas Michael Mitsakos | 1598610 | 3 | 08/11/2016 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Thomas Rampoldi | 2183491 | 5 | 08/11/2016 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Merrill Robertson | 5470856 | 2 | 08/10/2016 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Derek Payne Burcham | 5174214 | 8 | 08/08/2016 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| John Patrick Kirk | 1742927 | 2 | 08/08/2016 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Gerard Kirk | 5466625 | 2 | 08/08/2016 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Mathew David Driscoll | 4425889 | 1 | 07/21/2016 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
| Richard Burt Feinberg | 205662 | 3 | 06/27/2016 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Douglas Jon Fekete | 2309018 | 1 | 06/15/2016 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
| Jack T Jarrell | 6098405 | 3 | 06/07/2016 | Civil | Final | $0.00 | $0.00 | See FINRA Report |