Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Cory Ryan Williams | 4797256 | 5 | 05/03/2017 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Demitrios Hallas | 4199832 | 8 | 04/25/2017 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Christine Joelle Petraglia | 2000989 | 2 | 04/10/2017 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Courtlin Lombard Holt-Nguyen | 5475280 | 3 | 04/07/2017 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Edward William Wedbush | 461221 | 4 | 03/30/2017 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Howard Glick | 2175655 | 5 | 03/29/2017 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Andre Jones | 2157872 | 5 | 03/29/2017 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| David Bruce Slagter | 1998206 | 2 | 03/23/2017 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Joseph Silva | 2836063 | 3 | 03/19/2017 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Harvey Serot | 1051390 | 3 | 03/17/2017 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |