Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dawn Bennett | 1567051 | 47 | 08/25/2017 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Sonya D Camarco | 2427529 | 14 | 08/23/2017 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Jeremy Joseph Drake | 4845025 | 3 | 08/22/2017 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Nikolay Masanko | 2567784 | 1 | 08/21/2017 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Louis Lanzana | 2274599 | 2 | 08/21/2017 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Harvey Siva | 1751280 | 9 | 08/16/2017 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| James Edward Moodhe | 1293136 | 4 | 08/16/2017 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Abraham Mirman | 2442642 | 6 | 08/01/2017 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher S Laws | 4479529 | 4 | 07/31/2017 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Jonathan Dax Cooke | 5365691 | 5 | 07/31/2017 | Civil | Final | $0.00 | $0.00 | See FINRA Report |