Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Frank Denes | 1831276 | 11 | 03/08/2018 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Koorosh D Rahimi | 2666489 | 2 | 02/28/2018 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Brian William Bull | 2908806 | 1 | 02/27/2018 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Brian Bronson | 4603480 | 3 | 02/20/2018 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Cornelius Peterson | 5769919 | 7 | 01/31/2018 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| James S Polese | 2636427 | 12 | 01/31/2018 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Benjamin Vazquez | 3141463 | 14 | 01/12/2018 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Dean Carter | 2255043 | 8 | 01/12/2018 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Porter Bernard Bingham | 1450227 | 3 | 01/02/2018 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Darayl Devaughn Davis | 4934582 | 1 | 12/22/2017 | Civil | Final | $0.00 | $0.00 | See FINRA Report |