Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Benjamin John Alderson | 6120011 | 2 | 06/04/2018 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Bradley Philip Spencer Hamilton | 6166469 | 2 | 06/04/2018 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Pagartanis | 1958879 | 21 | 05/30/2018 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Taylor Forrester Moffitt | 4376340 | 1 | 05/22/2018 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| William Michael Jordan | 3004702 | 5 | 05/15/2018 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Amin Majidi | 1799750 | 5 | 05/09/2018 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Herbert McCooey | 1291202 | 1 | 04/09/2018 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
| Paul Eastman Hess | 735443 | 2 | 03/30/2018 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Gregory Alan Smith | 2136537 | 3 | 03/29/2018 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Mitchell Reed Johnson | 1488814 | 9 | 03/08/2018 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |