Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Andrew Paulsen | 2373882 | 4 | 07/26/2018 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Michael David Eardley | 4442504 | 1 | 07/25/2018 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Kimberly Pine Kitts | 2768200 | 10 | 07/19/2018 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| George Lewis Taylor | 1104198 | 3 | 07/18/2018 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| John David Geraci | 1679452 | 3 | 07/17/2018 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Adam Robert Mattessich | 2149118 | 3 | 06/29/2018 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Edward Lee Moody | 2856544 | 3 | 06/27/2018 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Erik Glen Rhodes | 3233158 | 2 | 06/26/2018 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Edward Brenner | 1489233 | 6 | 06/19/2018 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| John Charles Piccarreto | 6276418 | 2 | 06/19/2018 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |