Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gregory Micheal Grenda | 5618107 | 3 | 08/30/2018 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Ferne Ellen Kornfeld | 4615990 | 4 | 08/20/2018 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Barry Michael Kornfeld | 1490377 | 8 | 08/20/2018 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Andrew Grigsby Costa | 1600926 | 8 | 08/20/2018 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Neil Patrick Kelly | 1389762 | 3 | 08/14/2018 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Timothy Joseph McAloon | 2194595 | 2 | 08/14/2018 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Charles Gounaud | 1013792 | 1 | 08/14/2018 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Dewey Tan Tran | 2253624 | 2 | 08/14/2018 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| John Cochran MacColl | 839441 | 23 | 08/09/2018 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Salvadore David Palermo | 1407209 | 5 | 08/06/2018 | Civil | Final | $0.00 | $0.00 | See FINRA Report |