Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Hector Anthony May | 323779 | 8 | 12/13/2018 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Craig Arsenault | 2805664 | 6 | 12/13/2018 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Douglas P Simanski | 2606998 | 30 | 11/02/2018 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Sean Joseph Kelly | 2294170 | 16 | 10/25/2018 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Carter Ronk | 2293671 | 5 | 09/28/2018 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| John Greg Schmidt | 708094 | 14 | 09/25/2018 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Adam Craig Rentzer | 1896594 | 6 | 09/24/2018 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Lee Keith Young | 2179044 | 2 | 09/19/2018 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Priscilla Eleanor Perkins | 4612719 | 6 | 09/18/2018 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Wesley Kyle Perkins | 4565682 | 8 | 09/18/2018 | Civil | Final | $0.00 | $0.00 | See FINRA Report |