Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gregory Brainard Getts | 1300527 | 1 | 10/20/2023 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
| Jerry Thomas Mayes | 3228053 | 1 | 10/18/2023 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
| Gopala Krishnan | 7272906 | 1 | 10/05/2023 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
| Steven Jay Jacobson | 2291673 | 5 | 09/29/2023 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
| Michael James Tierney | 5524775 | 1 | 09/29/2023 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
| Albert Vagnozzi | 6197132 | 2 | 09/29/2023 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
| Michael Eric Lewitt | 1706492 | 2 | 09/29/2023 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
| David Hilton Page | 2874899 | 9 | 09/28/2023 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
| Ron Ernest Filoramo | 3270398 | 8 | 09/28/2023 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
| Robert Loran Barr | 5302012 | 4 | 09/27/2023 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |