Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gabriel Edelman | 5778763 | 4 | 09/15/2022 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
| Scott Adam Brander | 2300933 | 8 | 09/12/2022 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Timothy Stephen Hart | 4452519 | 2 | 09/09/2022 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Anthony Mastroianni | 2151249 | 11 | 08/17/2022 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
| Joseph Patrick Walsh | 1519958 | 1 | 08/10/2022 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
| Christopher Robert Doubek | 1705718 | 4 | 08/10/2022 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
| Gregory Kent Womack | 1858242 | 2 | 08/08/2022 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Soheil Ahdoot | 5030013 | 2 | 08/02/2022 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Alan Zelig Appelbaum | 500336 | 20 | 07/28/2022 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
| Akshay Niranjan | 6131787 | 1 | 07/25/2022 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |