Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Destry Gene Witt | 2176013 | 6 | 06/10/2019 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Mario Louis Procopio | 2200042 | 1 | 05/23/2019 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Tommie Jacob Goggans | 3235292 | 4 | 05/03/2019 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
| Christopher David Dougherty | 2974523 | 6 | 04/26/2019 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Richard McCall Bohnsack | 2256905 | 1 | 04/08/2019 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Francis Xavier Egan | 1025151 | 1 | 03/25/2019 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
| Timothy William Crawford | 1929369 | 2 | 03/19/2019 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Micah James Eldred | 1959598 | 2 | 02/20/2019 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Bobby Eugene Guess | 1135068 | 4 | 01/25/2019 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph A Meyer | 5300454 | 2 | 12/26/2018 | Civil | Final | $0.00 | $0.00 | See FINRA Report |