Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alan Mark Friedland | 1271140 | 4 | 04/16/2020 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Barbara Lucille Desiderio | 2080713 | 7 | 03/31/2020 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Richard Hansen | 2837763 | 4 | 03/31/2020 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Todd Harold Lahr | 1750965 | 2 | 03/24/2020 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| David William Berson | 7657029 | 1 | 03/24/2020 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
| George C Todd | 1206553 | 2 | 03/23/2020 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
| Travis Michael Laska | 6672574 | 3 | 03/12/2020 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Bradley Carl Reifler | 1589414 | 7 | 03/12/2020 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
| Garner Allen Mabry | 3276730 | 2 | 02/20/2020 | Civil | On Appeal | $0.00 | $0.00 | See FINRA Report |
| Mark Andrew MacArthur | 2411397 | 1 | 02/11/2020 | Civil | Final | $0.00 | $0.00 | See FINRA Report |