Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Peter Alden Engelbach | 201177 | 5 | 10/16/1972 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Joel Lawrence Halpern | 234602 | 11 | 10/13/1972 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Craig Hanseen | 1311754 | 3 | 07/04/1971 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Kenneth La Cour Kramer | 274856 | 1 | 11/12/1970 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Morton Kantrowitz | 1021206 | 8 | 04/18/1969 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Paul McEvoy | 1108498 | 1 | 01/01/1969 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Richard Worthington | 1066670 | 1 | 12/27/1968 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Herman Weiss | 1060647 | 1 | 11/01/1960 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Donald Ray Winton | 867084 | 1 | 11/30/-0001 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Donald C Reynolds | 828783 | 1 | 11/30/-0001 | Civil | Final | $0.00 | $0.00 | See FINRA Report |