Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Allen Mark Perres | 1358479 | 2 | 04/16/1974 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| John Benjamin Licata | 309148 | 2 | 03/05/1974 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| James Gealey Manor | 1036576 | 1 | 02/01/1974 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Chris Alexander Corondoni | 1402440 | 3 | 11/19/1973 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Chris Alexander Corondoni | 1402440 | 3 | 11/01/1973 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Dean Benge | 501000 | 1 | 08/22/1973 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| John David Michael | 812981 | 2 | 08/22/1973 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Miles Arthur Bahl | 10092 | 3 | 05/11/1973 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Leslie Norbert Erber | 201795 | 1 | 02/02/1973 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| James C Bradford Jr | 28198 | 2 | 11/14/1972 | Civil | Final | $0.00 | $0.00 | See FINRA Report |