Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Arthur John Sfondrini | 2029379 | 1 | 03/11/1976 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| John Roger Engemann | 2145135 | 1 | 10/29/1975 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Eugene Peter Ingargiola | 254902 | 1 | 09/05/1975 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| John Paul Beyersdorf | 20854 | 1 | 05/21/1975 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Paul David Kaplan | 264146 | 1 | 05/21/1975 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Lawrence Hersh | 2351024 | 2 | 11/15/1974 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| John Wilson Kelsey | 267334 | 3 | 11/11/1974 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Alan Stuart Harris | 237706 | 1 | 11/07/1974 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Martin Brustein | 1008587 | 2 | 10/03/1974 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Howard William Leeb | 305546 | 2 | 05/01/1974 | Civil | Final | $0.00 | $0.00 | See FINRA Report |