Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Joseph Meiners | 331344 | 2 | 12/09/1976 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| David William Barrell | 13336 | 1 | 12/09/1976 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Timothy Collins | 51366 | 6 | 11/18/1976 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| John Farwell Howe | 862291 | 3 | 11/11/1976 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Eugene Joseph Albanese | 2267 | 4 | 10/28/1976 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Elmer Irving Paull | 358275 | 3 | 10/19/1976 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Hilliard Farber | 1376201 | 1 | 09/20/1976 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Lyle Russell Hatch | 500415 | 4 | 08/06/1976 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Hans Richard Banziger | 1244713 | 2 | 07/20/1976 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Leonard Levy | 308295 | 2 | 05/17/1976 | Civil | Final | $0.00 | $0.00 | See FINRA Report |