Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Arthur Rafkind | 1797087 | 5 | 01/05/1978 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Walter Jeffrey Maiden | 1226161 | 2 | 11/04/1977 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Paul Long | 2035294 | 1 | 05/12/1977 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Michael West | 500181 | 3 | 04/18/1977 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Donald Edward Helms | 242422 | 1 | 04/18/1977 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Roland Peter Miller | 1509711 | 1 | 03/01/1977 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Franklin Lamar Watson | 460030 | 4 | 01/01/1977 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Robert John Decanio | 63535 | 11 | 12/14/1976 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Sheldon Joel Wilshinsky | 468818 | 3 | 12/14/1976 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Saul Fried | 214400 | 2 | 12/14/1976 | Civil | Final | $0.00 | $0.00 | See FINRA Report |