Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kim Stires | 830115 | 2 | 04/20/1983 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Jay P Mechling | 1238949 | 4 | 03/02/1983 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| David Paul Scott | 812781 | 4 | 02/01/1983 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Frances Adair Mahan | 1580935 | 3 | 12/06/1982 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Carol Ann Stoufer | 865759 | 1 | 10/01/1982 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Siegel | 1060119 | 1 | 08/02/1982 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Norman Cannon Weber | 461004 | 1 | 07/30/1982 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Worth Porter | 835791 | 2 | 07/15/1982 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Walker McIntyre | 328433 | 7 | 06/28/1982 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Saul Fried | 214400 | 2 | 06/16/1982 | Civil | Final | $0.00 | $0.00 | See FINRA Report |