Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Paul Gregory Donnelly | 1334127 | 7 | 01/16/1984 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Albert Wayne McCook | 325871 | 1 | 01/01/1984 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| William Lowery Blair | 22873 | 4 | 12/09/1983 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Deland Wing | 831555 | 1 | 09/13/1983 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Shelley Cohen | 72164 | 2 | 07/05/1983 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Gregory Francis Kowal | 274498 | 9 | 06/10/1983 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Kenneth John Leach | 826383 | 5 | 04/20/1983 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| George Jacob Gaspar | 218556 | 1 | 04/20/1983 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Lawrence Kellogg Marsh | 842082 | 1 | 04/20/1983 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Francis Schreck | 415102 | 1 | 04/20/1983 | Civil | Final | $0.00 | $0.00 | See FINRA Report |