Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Louis Theodore Bloukos | 1296901 | 1 | 10/01/1985 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Jared Williams | 468120 | 6 | 09/12/1985 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Fred Francis Liebau | 1049453 | 12 | 08/13/1985 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Leonard Casey Kahn | 1294461 | 1 | 08/01/1985 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Bernard Goldfarb | 224202 | 1 | 07/15/1985 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| John Clement Kosloske | 1002746 | 2 | 06/25/1985 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Michael Miller | 1144601 | 3 | 05/23/1985 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Sharon Lee Nejedlo | 1030121 | 2 | 05/22/1985 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Donald Scott Stevens | 1158544 | 1 | 05/01/1985 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| William Donald Stuart | 438932 | 2 | 01/18/1985 | Civil | Final | $0.00 | $0.00 | See FINRA Report |