Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ronald Alan Kahn | 1701384 | 3 | 06/02/1987 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Gennaro Frank Maffei | 713633 | 2 | 01/29/1987 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Francis Tassinari | 1134347 | 7 | 01/29/1987 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Timothy Craig Loskill | 1318063 | 1 | 12/01/1986 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Malcolm Kanan | 1029302 | 8 | 11/14/1986 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Alan Schwenker | 1140295 | 2 | 11/01/1986 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| William Albert Holmquist | 1013850 | 2 | 08/13/1986 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Margie Lee Schoppe | 1175104 | 3 | 05/15/1986 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Joseph Zachar | 1291439 | 3 | 01/22/1986 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Jack Erlanger | 202045 | 1 | 01/09/1986 | Civil | Final | $0.00 | $0.00 | See FINRA Report |