Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Douglas Lasley Deshong | 1370582 | 3 | 12/10/1992 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Francis Murphy | 1058160 | 2 | 12/03/1992 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Hugh Dubin | 837244 | 1 | 10/05/1992 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Richard Loft | 1717679 | 4 | 09/01/1992 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Dean Richard Kennedy | 1268230 | 8 | 07/06/1992 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Cliff Richard Sharfman | 1911950 | 2 | 03/20/1992 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Leonard James Velis | 1227646 | 1 | 03/16/1992 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Gregory Lane Nelson | 1727224 | 1 | 03/16/1992 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Jonathan Evan | 836083 | 16 | 02/21/1992 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Benalder Bayse | 1067364 | 2 | 01/24/1992 | Civil | Final | $0.00 | $0.00 | See FINRA Report |