Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Lee Wheeler | 1636135 | 3 | 09/12/1995 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Bernhard Seibald | 2018003 | 1 | 04/28/1995 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Bruce Edward Nelson | 1217154 | 3 | 04/08/1995 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Jack Seibald | 1245816 | 3 | 03/28/1995 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Harry Isaac Freund | 214182 | 4 | 02/25/1995 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Jay Sheldon Goldsmith | 224459 | 5 | 02/02/1995 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| John Romano | 1328361 | 3 | 09/13/1994 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Thomas Schultz | 1124151 | 6 | 04/08/1994 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Craig Lucas Dalton | 1819005 | 1 | 01/31/1994 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Schklar | 1952816 | 7 | 01/05/1993 | Civil | Final | $0.00 | $0.00 | See FINRA Report |